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FINRA Awards for Allan H. Marx

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0333712/18/2008Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Intelligentias.
Respondent Lawyers(s): Ian Rice
Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx
Hearing Site: Chicago, IL

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