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FINRA Awards for Frank Fava

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0418404/21/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
12-0005705/15/2013Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Frank Jerry Fava
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
08-0004310/13/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Marvin Schleyer, Gerald Joseph Coughlin, Robert Alan Mayer
Hearing Site: Newark, NJ

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