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FINRA Awards for Mark Romaine

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0105911/09/2023Claimant(s): Mark Romaine
Claimant Lawyers(s): Craig A. Riha
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Mark A. Pratzel
Arbitrator(s): Susan Manca
Hearing Site: New York, NY

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