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FINRA Awards for Kevin Kane

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0177910/26/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
12-0323110/18/2013Claimant(s): Kevin Kane
Claimant Lawyers(s): Neil D. Petkovic
Respondent(s): The O.N. Equity Sales Company
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$25,000

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