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FINRA Awards for John Risley

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0131605/30/2017Claimant(s): Barbara Capozzoli
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Donald Lamson, John Risley, L.O. Thomas & Co. Inc.
Respondent Lawyers(s): Marc S. Gottlieb
Arbitrator(s): Dale A. Pope, Thomas Benjamin Salzer, Laura A. Kaster
Hearing Site: Philadelphia, PA
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