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FINRA Awards for Walter R. Milbourne

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0130803/09/2012Claimant(s): Daniel Rosenthal, Robert Hirsh
Claimant Lawyers(s): Herbert Beigel
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Mu'min F. Islam
Arbitrator(s): Guillermo L. Bosch, John P. Hughes, Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0524011/23/2010Claimant(s): Gerald Fogelman and Raie Fogelman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): American Portfolios Financial
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Edward F. Koren, Walter R. Milbourne, Robert Alan Mayer
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0346810/22/2010Claimant(s): Elizabeth Navarra, Josephine Liberta, Nina Craig, Rosalie Dalesio, James and Dorothy Visconti, Katherine and William Capewell, Paul and Angela Ortman, Randall and Maryellen Schell, Robert and Dorothy Heck, Steven and Shirley Kulchinsky
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Ameriprise Financial Services., Jeffrey Southard, GunnAllen Financial.
Respondent Lawyers(s): Brett A. Berman, Jeffery Joseph Southard, Marc Ellis
Arbitrator(s): Dale A. Pope, Kathleen K. Murphy, Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$1,866,900

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