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FINRA Awards for The Keystone Equities Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0130803/09/2012Claimant(s): Daniel Rosenthal, Robert Hirsh
Claimant Lawyers(s): Herbert Beigel
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Mu'min F. Islam
Arbitrator(s): Guillermo L. Bosch, John P. Hughes, Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0
06-0526502/27/2009Claimant(s): William Gomez
Claimant Lawyers(s): William J. Clements
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Cornelius C. Clancy, Edward Blumstein, Ronald J. Bolognese
Hearing Site: Philadelphia, PA

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