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FINRA Awards for Sandor L. Grossman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0673405/17/2012Claimant(s): Johnetta Allen
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0214501/26/2012Claimant(s): Rosemary Vana
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Mark C. Hutchinson, Susanne J. Hollander, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
Checkmark IconExpungement
10-0072807/21/2011Claimant(s): Raymond Masiliunas
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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