Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02163 | 02/11/2021 | Claimant(s): Scott Smith Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 17-01676 | 03/30/2018 | Claimant(s): Scott Smith, Howard E. Smith, Jr. IRA, Jr. Trust U/A dtd 1993 Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): John Findling, Raymond James Financial Services. Respondent Lawyers(s): Adam Wenner Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI |  | $0 |
| 11-04500 | 11/20/2012 | Claimant(s): Leonard Kayiwa Claimant Lawyers(s): Leonard M. Kayiwa Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Michael Nathanson, Sondra Sellars, Scott E. Smith Hearing Site: Chicago, IL | | $0 |