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FINRA Awards for Albert Bates Wenzell

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0042904/30/2024Claimant(s): Michael Rosenthal
Claimant Lawyers(s): Sam B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Robert Barton McLeroy, Albert Bates Wenzell, Carl Haralson Ginsberg
Hearing Site: Dallas, TX
Checkmark IconExpungement
21-0303104/19/2023Claimant(s): Meredith Campbell
Claimant Lawyers(s): Michael Bessette
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Jeffrey Richard Chiappetta, Julie Marie Miller, Albert Bates Wenzell
Hearing Site: Dallas, TX

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