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FINRA Awards for Anthony J. Borelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0042904/30/2024Claimant(s): Michael Rosenthal
Claimant Lawyers(s): Sam B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Robert Barton McLeroy, Albert Bates Wenzell, Carl Haralson Ginsberg
Hearing Site: Dallas, TX
Checkmark IconExpungement
20-0120109/01/2022Claimant(s): The Barbara M. Estay Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Roger C. Benson, Alan E. Linden, Lynda Joyce Howell
Hearing Site: Raleigh, NC
Checkmark Icon$468,126
15-0047611/20/2015Claimant(s): William Henry
Claimant Lawyers(s): William C. Henry
Respondent(s): Patrick Murray
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): John T. Meredith
Hearing Site: Cleveland, OH
Checkmark Icon$0

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