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FINRA Awards for The Barbara M. Estay Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0120109/01/2022Claimant(s): The Barbara M. Estay Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Roger C. Benson, Alan E. Linden, Lynda Joyce Howell
Hearing Site: Raleigh, NC
Checkmark Icon$468,126

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