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FINRA Awards for Fox & Company Investments Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0502601/20/2011Claimant(s): Fox & Company Investments Inc.
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Shryack, Steven Gundy, Milkie/Ferguson Investments.
Respondent Lawyers(s): David A. Zisser, Henry J. Ackels
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Robert M. Nicoud
Hearing Site: Dallas, TX
10-0008511/03/2010Claimant(s): Linda Fastow Trust
Claimant Lawyers(s): Brian Fastow
Respondent(s): Donald Marshall, Fox & Company Investments Inc.
Respondent Lawyers(s): Donald Richard Marshall, John F. Goodson
Arbitrator(s): R. Peter Faris
Hearing Site: Las Vegas, NV
Checkmark Icon$11,935

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