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FINRA Awards for 1st Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0401805/02/2011Claimant(s): Wayne Wolberg
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Jeffry Eisnaugle, 1st Financial Services
Respondent Lawyers(s): David A. Zisser
Arbitrator(s): Cletus E. Byrne, Ronald G. Guida, Michael A. Ruderman
Hearing Site: Denver, CO
Checkmark Icon$45,000
07-0151202/01/2008Claimant(s): Heath Goldstein
Claimant Lawyers(s): Heath Gary Goldstein
Respondent(s): Charles Ehnot, Deborah Ehnot, 1st Financial Services, DA-E Financial Group, Ltd t/a 1st Financ
Respondent Lawyers(s): Robert Murphy
Arbitrator(s): David C. Carter
Hearing Site: Newark, NJ

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