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FINRA Awards for Gary M. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0282202/07/2022Claimant(s): James Rego, Robert Hill
Claimant Lawyers(s): Thomas McCabe
Respondent(s): John Stafford, Ronin Capital
Respondent Lawyers(s): Gary M. Miller
Arbitrator(s): Richard W. Vallario, Joshua Mark Zucker, Melnia Annero Cordis
Hearing Site: New York, NY
19-0272312/17/2020Claimant(s): Keith Goggin
Claimant Lawyers(s): Stephen J. Nelson
Respondent(s): James Durkin, Integral Derivatives
Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs
Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson
Hearing Site: New York, NY

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