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FINRA Awards for Dalia Zaza

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0011305/02/2022Claimant(s): James Boland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Gabrielle Levin
Arbitrator(s): Madelon M. Rosenfeld, David Gary Jacobs, Dalia Zaza
Hearing Site: New York, NY
20-0217404/23/2021Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY

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