FINRA Awards for Scott Esco

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00748	08/02/2016	Claimant(s): Charles Mugrauer Claimant Lawyers(s): Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will Arbitrator(s): Herb Schwartz, Robert Sachs Mandelson, Shirish Gupta Hearing Site: San Francisco, CA		Expungement
15-00407	07/27/2016	Claimant(s): David Cross, Roberta Cross Claimant Lawyers(s): Jeffrey L. Gaffney, Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Timothy N. Will Arbitrator(s): William W. Haskell, Michael Lancaster Garcia, Norman S. Nayfach Hearing Site: San Francisco, CA		Expungement
15-00885	07/26/2016	Claimant(s): Roscoe Goehring, Sally Goehring Claimant Lawyers(s): Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Michael Craig Butterworth Hearing Site: San Francisco, CA		Expungement