FINRA Awards for Elizabeth Poletti

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00748	08/02/2016	Claimant(s): Charles Mugrauer Claimant Lawyers(s): Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will Arbitrator(s): Herb Schwartz, Robert Sachs Mandelson, Shirish Gupta Hearing Site: San Francisco, CA		Expungement
15-00885	07/26/2016	Claimant(s): Roscoe Goehring, Sally Goehring Claimant Lawyers(s): Sheila Hollander Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Michael Craig Butterworth Hearing Site: San Francisco, CA		Expungement
15-01161	03/22/2016	Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust Claimant Lawyers(s): Leonard Steiner Respondent(s): Harold McNaughton, Sagepoint Financial. Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock Hearing Site: Los Angeles, CA		Dismissed by Rule 12206