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FINRA Awards for for his Retirement Plan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0073702/12/2019Claimant(s): R. A. Rosario, for his Retirement Plan
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Thomas Joseph Atkinson, Jane A. Smith, Neil Harvey Smith
Hearing Site: San Juan, PR
Checkmark Icon$135,630

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