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FINRA Awards for David Efron

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0010905/17/2018Claimant(s): UBS Financial Services Inc. Of PR
Claimant Lawyers(s): Christopher N. Manning
Respondent(s): David Efron
Respondent Lawyers(s): David Efron
Arbitrator(s): Christopher J. Klein, Peter A. Roche, Carl Henry Perdue
Hearing Site: Miami, FL
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