| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
|  | $43,827 |
| 16-02052 | 12/26/2018 | Claimant(s): Asante Samuel, Gregory Groves, James Groves, Deepside LLC, Makin Moves 22, Pearl Brothers LLC
Claimant Lawyers(s): Curtis Carlson, Matthew E. Johnson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven R. Reininger, Sonja Shuford, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | $4,211,750 |
| 13-03423 | 12/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig Stein
Respondent(s): Gustavo Caballero
Respondent Lawyers(s): W. Steven Adams
Arbitrator(s): Charles Hoffman, Dorota J. Trzeciecka, Sophia Ohanessian
Hearing Site: Miami, FL
| | |
| 14-01583 | 08/26/2015 | Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Velez-Santiago
Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka
Hearing Site: San Juan, PR
| | Expungement |
| 13-02907 | 07/08/2014 | Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | Expungement |
