12-04356 | 04/14/2014 | Claimant(s): David Lugo Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson Hearing Site: San Juan, PR
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11-01716 | 02/27/2013 | Claimant(s): Maria Berrios Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., Oriental Financial Services Corp., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Alfredo Fernandez Martinez, Nanette Berrios-Haddock, Robert C. Quinones Arbitrator(s): Martin A. Feigenbaum, Jerrold Levine, Michael E. Pearson Hearing Site: San Juan, PR
| | Expungement |
11-02296 | 09/07/2012 | Claimant(s): Popular Securities. Claimant Lawyers(s): Alan M. Wolper Respondent(s): Francisco De Torres Highley Respondent Lawyers(s): Harold D. Vincente-Colon Arbitrator(s): Steven Gerard Goerke, Michael E. Pearson, Ivy Robin Ginsberg Hearing Site: San Juan, PR
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07-01100 | 03/28/2008 | Claimant(s): The Shorr Family Trust Claimant Lawyers(s): Ronald W. Karolyi Respondent(s): A.G. Edwards & Sons., Terry Dean Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert S. Zuckerman, Michael E. Pearson, Richard E. Miley Hearing Site: Charlotte, NC
| | $0 |