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FINRA Awards for George William Carris

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0120007/27/2016Claimant(s): Henry Johansen
Claimant Lawyers(s): David Liebrader
Respondent(s): George Carris, Joseph Principe, Vladimir Belyaev, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Joseph Principe, Vladimir Belyaev
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
Checkmark Icon$10,560
15-0300205/16/2016Claimant(s): Wilton Scronce
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Carris, Michael Clark, Steven Nelson
Respondent Lawyers(s): George William Carris, Michael Kevin Clark, Steven Nelson
Arbitrator(s): Joe E. Manuel
Hearing Site: Charlotte, NC
Checkmark Icon$50,600
14-0121305/07/2015Claimant(s): Cathie Legault, Ronald Legault
Claimant Lawyers(s): Gary Menzer, Michael Hill
Respondent(s): George Carris, Jason Barter, John Carris Investments LLC
Respondent Lawyers(s): George William Carris, Jason Christian Barter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$205,269

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