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FINRA Awards for Leonard A. Miller Roth IRA E*Trade Cust.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0317205/05/2011Claimant(s): Leonard A. Miller Roth IRA E*Trade Cust.
Claimant Lawyers(s): Leonard A. Miller
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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