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FINRA Awards for Douglas J. Kinz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0188311/19/2014Claimant(s): Anthony Locantore
Claimant Lawyers(s): Douglas J. Kinz
Respondent(s): SII Investments.
Respondent Lawyers(s): Roblyn Silvermintz
Arbitrator(s): Ellen R. Badinelli, Bernard M. Levine, Joseph Michael Dougherty
Hearing Site: Newark, NJ
13-0018402/28/2014Claimant(s): TD Ameritrade.
Claimant Lawyers(s): Howard J. Kaplan
Respondent(s): Shan Nagendra
Respondent Lawyers(s): Douglas J. Kinz
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Morton S. Bunis
Hearing Site: Newark, NJ
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