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FINRA Awards for Harriet Moskowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0167008/12/2024Claimant(s): Harriet Moskowitz
Claimant Lawyers(s): Chase Carlson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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