Potomac Analytics' Logo

FINRA Awards for Stephen Robert Tiernay

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0218306/17/2024Claimant(s): Brad Rude, Eric Diton, Jon Price, Kevin Lydon, Kevin Murphy, Lon Hatton, Peter Sullivan
Claimant Lawyers(s): Jonathan A. Korte
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Meaghan VerGow
Arbitrator(s): Will Murphy, Lori Lovgren, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
21-0236005/25/2023Claimant(s): Emily Aronson
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0187304/25/2023Claimant(s): Concert Capital Limited
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Martin A. Feigenbaum, Stephanie Jeannette Charny, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12212

3 Results

Display: