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FINRA Awards for David Burgio

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0299105/03/2024Claimant(s): David Burgio
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Prime Capital Services.
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kevin R. Zehe
Hearing Site: Buffalo, NY
22-0268710/13/2023Claimant(s): David Burgio
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): OSAIC Wealth, Prime Capital Services.
Respondent Lawyers(s): Emily A. Hayes, Greg M. Curley
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY

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