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FINRA Awards for Karen Yvonne Preston

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0258301/15/2020Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
Checkmark Icon$0
16-0133810/24/2017Claimant(s): John Hazlip
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Lynn Hirschfeld Brahin, Karen Yvonne Preston, Belinda M. Ohlinger
Hearing Site: Columbus, OH
Checkmark IconExpungement
09-0496801/08/2013Claimant(s): Jaclyn Cedeno
Claimant Lawyers(s): Peter R. Silverman
Respondent(s): Michael Anello, EKN Financial Services Inc., Obsidian Financial Group
Respondent Lawyers(s): Martin P. Unger, Michael A. Anello, Thomas Giugliano
Arbitrator(s): Jeffrey M. Bain, Karen Yvonne Preston, Stanley Kenneth Evans
Hearing Site: Columbus, OH
Checkmark Icon$469,420
11-0149304/16/2012Claimant(s): David Swayze
Claimant Lawyers(s): Edward J. Duffy
Respondent(s): Catherine Hutton, Michael Young, The Huntington Investment Company
Respondent Lawyers(s): Catherine Marie Hutton, Douglas R. Jennings
Arbitrator(s): Louis V. Imundo, Karen Yvonne Preston, Kathleen P. Helbig-Hannan
Hearing Site: Columbus, OH
Checkmark Icon$2,262

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