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FINRA Awards for Guiseppe Gigliotti

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0113302/25/2019Claimant(s): Capital One Investing
Claimant Lawyers(s): James A. Nofi
Respondent(s): Guiseppe Gigliotti
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel
Hearing Site: New York, NY

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