| 10-05168 | 01/31/2012 | Claimant(s): Navigate Advisors
Claimant Lawyers(s): Joseph F. Generelli
Respondent(s): C.L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Henry F. Minnerop, Robert L. Spangler, Abe I. Borenstein
Hearing Site: New York, NY
| | |
| 10-02693 | 08/26/2011 | Claimant(s): David Halter
Claimant Lawyers(s): James W. Halter
Respondent(s): Robert Paretti, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Generelli, Joseph F. Generlli
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
|  | Stipulated Award and Expungement |
| 09-05655 | 04/16/2010 | Claimant(s): Jean Dalisa
Claimant Lawyers(s): Paul T. Vink
Respondent(s): Arlene Quaranta, Wachovia Securities
Respondent Lawyers(s): Joseph F. Generelli, Roland T. Koke
Arbitrator(s): Eric P. Nachman, Lincoln W. Craighead, Bernard J. McGuire
Hearing Site: New York, NY
| | $0 |
| 08-04330 | 03/11/2010 | Claimant(s): Henrietta Silverman
Claimant Lawyers(s): Jeffrey W. Kleiner
Respondent(s): Barry Richter, Stifel, Nicolaus & Co.., Leonard Weintraub, Sheila Richter
Respondent Lawyers(s): Joseph F. Generelli, Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
| | Expungement |
