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FINRA Awards for RBS Greenwich Capital

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0284912/03/2010Claimant(s): Douglas Bryant, Fabrice Haddad
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): The Royal Bank of Scotland, RBS Greenwich Capital
Respondent Lawyers(s): Keith A. Markel
Arbitrator(s): Madelon M. Rosenfeld, Jeffrey I. Kahn, Peter A. Seibel
Hearing Site: New York, NY
08-0073206/04/2009Claimant(s): Kurt Lichtman
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Greenwich Capital
Respondent Lawyers(s): Keith A. Markel
Arbitrator(s): Lionel C. Bandler, Jill I. Gross, Lori Ann Romeo
Hearing Site: New York, NY

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