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FINRA Awards for Noel B. Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0109608/25/2016Claimant(s): Camille Pisciotto
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Shelley Teitelbaum, Sandra J. Mullings, Noel B. Berman
Hearing Site: New York, NY
Checkmark IconExpungement
13-0026712/30/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Timothy Trifeletti
Respondent Lawyers(s): Timothy Trifeletti
Arbitrator(s): Alan J. Blocher, Noel B. Berman, John James McGovern
Hearing Site: Philadelphia, PA
11-0264712/12/2011Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Benjamin Lingenfelter
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): William Wong, Noel B. Berman, Michael C. Cantor
Hearing Site: New York, NY

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