| 19-02737 | 07/07/2022 | Claimant(s): Easterly Securities LLC
Claimant Lawyers(s): Michael R. Tein
Respondent(s): Avshalom Kalichstein, Darrell Crate, Thomas Bassinger, Easterly Capital LLC
Respondent Lawyers(s): Eric R. LeBlanc, Michael R. Tein
Arbitrator(s): Judith C. Zerden, Doris B. Nathan, Katherine Cooper
Hearing Site: New York, NY
| | |
| 16-01569 | 01/19/2018 | Claimant(s): Dvora Weinstein, Steven Weinstein, Steven S Weinstein MD PC
Claimant Lawyers(s): Jacob Z. Weinstein
Respondent(s): Bryan Dunst, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Judith C. Zerden, Shelley Teitelbaum, Doris B. Nathan
Hearing Site: New York, NY
|  | Expungement |
| 14-02524 | 06/19/2017 | Claimant(s): Rosalie Lanzisera, Rosalie A. Lanzisera, IRA
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Joan M. Traub, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
| 11-03258 | 03/13/2013 | Claimant(s): Dana Schiaffo
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Daniel Tucker, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Paul Weinberg, Doris B. Nathan, Marian Rachel Lewis
Hearing Site: New York, NY
| | Expungement |
| 05-05422 | 11/14/2008 | Claimant(s): DDIM Holdings, Riverside Holdings, L.L.P.,
Claimant Lawyers(s): William Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Michael Dell
Arbitrator(s): Michael Ross, Michael S. Lazan, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
| 06-00299 | 09/12/2007 | Claimant(s): Tango Fashions Trading, Ltd.
Claimant Lawyers(s): David H. Fromm
Respondent(s): Jon Lee
Respondent Lawyers(s): Jon Lee
Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
