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FINRA Awards for Katherine Cooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0273707/07/2022Claimant(s): Easterly Securities LLC
Claimant Lawyers(s): Michael R. Tein
Respondent(s): Avshalom Kalichstein, Darrell Crate, Thomas Bassinger, Easterly Capital LLC
Respondent Lawyers(s): Eric R. LeBlanc, Michael R. Tein
Arbitrator(s): Judith C. Zerden, Doris B. Nathan, Katherine Cooper
Hearing Site: New York, NY
16-0171412/09/2019Claimant(s): Claude Asiane
Claimant Lawyers(s): Claude Asiane
Respondent(s): Michael Rapley, Andrew Garrett Inc.
Respondent Lawyers(s): Barry Bordetsky
Arbitrator(s): Ann C. Northern, James M. Rhodes, Katherine Cooper
Hearing Site: New York, NY
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