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FINRA Awards for Daniel Tucker

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0325803/13/2013Claimant(s): Dana Schiaffo
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Daniel Tucker, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Paul Weinberg, Doris B. Nathan, Marian Rachel Lewis
Hearing Site: New York, NY
Checkmark IconExpungement

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