Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02255 | 01/24/2024 | Claimant(s): David Warshaw Claimant Lawyers(s): Tosh Grebenik Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Abe I. Borenstein, Charles Platto, John Warner Lowe Hearing Site: New York, NY | ||
| 23-01475 | 12/12/2023 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Kevin Arvoy Respondent Lawyers(s): Kevin Michael Arvoy Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley Hearing Site: New York, NY | ||
| 21-02356 | 11/18/2022 | Claimant(s): David Chaplin, Dustin Mccurdy, Gary Carlisle, Joseph Acquarulo, Mark Siegel, Marvin Rietema, Michael Backus, Richard Curry, Stanley Fleischer, Stuart Vander Laan Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): Jamie John Worden Arbitrator(s): Bryan Lane Berson, Charles Platto, Kene Erike Hearing Site: New York, NY |  | $895,364 |