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FINRA Awards for Joyce W. Lindauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0002206/02/2017Claimant(s): James Anderton, Anderton A Trust, Anderton B Trust
Claimant Lawyers(s): Joyce W. Lindauer
Respondent(s): Matthew Mason, Raymond James Financial Services., Alliance Bank, Alliance Bank Financial Services
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): C. Sumpter Logan, John McWane Hayes, George Lucas ("Luke") Ashley
Hearing Site: Dallas, TX
Checkmark IconExpungement
09-0391703/23/2011Claimant(s): Southwest Securities.
Claimant Lawyers(s): Brian J. Hurst
Respondent(s): Bryan Luter
Respondent Lawyers(s): Joyce W. Lindauer
Arbitrator(s): Linda B. Kelly, George F. Longino, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX

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