| 17-00793 | 02/15/2019 | Claimant(s): Patricia Khaleghi, The Clarence Burr Living Trust
Claimant Lawyers(s): William B. Federman
Respondent(s): Brian Johnson, Carter Baumert, Merrill Lynch Pierce Fenner & Smith Inc., Michael Rodriguez
Respondent Lawyers(s): Tara LaClair
Arbitrator(s): Michael R. Prescott, Robert J. Gregory, Edward J. Lynch
Hearing Site: Oklahoma City, OK
|  | Expungement |
| 10-02924 | 03/13/2012 | Claimant(s): John Burch
Claimant Lawyers(s): Sheldon B. Swan
Respondent(s): Cathy Lombard-Conner, Lombard-Smith Investments., Sws Financial Services
Respondent Lawyers(s): Meghan E. George
Arbitrator(s): Michael R. Prescott, Robert L. Yeager, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $0 |
| 07-02338 | 04/06/2009 | Claimant(s): Carl Busch
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Michael R. Prescott, Kelley L. Cornelius, Carroll O. Johnson
Hearing Site: Oklahoma City, OK
| | |
| 07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Greg Burden
Respondent Lawyers(s): John E. Barbush
Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson
Hearing Site: Oklahoma City, OK
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