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FINRA Awards for Richard Marshall

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0015401/17/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Marshall
Respondent Lawyers(s): Randall K. Calvert
Arbitrator(s): Kelley L. Cornelius, David William Lopp, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK

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