| 23-02073 | 07/15/2024 | Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Choice Securities.
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
| | |
| 19-02942 | 04/04/2024 | Claimant(s): Edna Angeli
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf
Hearing Site: San Juan, PR
|  | Expungement |
| 22-02907 | 11/30/2023 | Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
| | |
| 21-01299 | 09/15/2022 | Claimant(s): Mark Creason
Claimant Lawyers(s): Lisanne M. Butterfield
Respondent(s): Colorado Financial Service Corporation
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Jan Glenn Valecka, Thomas W. Allen, Ross B. Russell
Hearing Site: Dallas, TX
| | |
| 20-02025 | 08/11/2022 | Claimant(s): Elena Izak
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marsha A. Washkuhn
Arbitrator(s): Lawrence R. Maxwell, Franklin Lewis Broyles, Ross B. Russell
Hearing Site: Dallas, TX
| | |
| 20-01548 | 05/13/2022 | Claimant(s): The JZ Family Trust U/A DTD 01/30/2013
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ronak V. Patel
Arbitrator(s): Lawrence R. Maxwell, Robert L Williamson, Ross B. Russell
Hearing Site: Dallas, TX
| | Expungement |
