| 21-01299 | 09/15/2022 | Claimant(s): Mark Creason
Claimant Lawyers(s): Lisanne M. Butterfield
Respondent(s): Colorado Financial Service Corporation
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Jan Glenn Valecka, Thomas W. Allen, Ross B. Russell
Hearing Site: Dallas, TX
| | |
| 18-01792 | 02/08/2019 | Claimant(s): Sylvia Riley
Claimant Lawyers(s): David C. Garrett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle Simms
Arbitrator(s): Jan Glenn Valecka, David A. Schuler, Subvet West
Hearing Site: Dallas, TX
|  | Expungement |
| 14-01056 | 06/28/2018 | Claimant(s): Wilfredo Alvarez
Claimant Lawyers(s): Renato Barrios
Respondent(s): Ibrahim Arce, UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones-Rivera
Arbitrator(s): Jan Glenn Valecka, Edward R. Niederriter, Chris J. Conanan
Hearing Site: San Juan, PR
| | $0 |
| 16-03270 | 03/08/2018 | Claimant(s): Elvira Martinez Manso, Harry Pelaez, Encody.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Seth L. Finkel, Jan Glenn Valecka, Matthew Stephen Duchesne
Hearing Site: San Juan, PR
| | $253,256 |
