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FINRA Awards for Natalie Jennifer Bordeaux

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0119002/08/2019Claimant(s): Sunrise Brokers LLC
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Michael Goodall, Bay Crest Partners
Respondent Lawyers(s): Kenneth J. Rubinstein
Arbitrator(s): Jill I. Gross, Natalie Jennifer Bordeaux, Cyrus Amini
Hearing Site: New York, NY
14-0375904/27/2017Claimant(s): Steven Rakoff
Claimant Lawyers(s): Adam Gana
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux
Hearing Site: New York, NY
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