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FINRA Awards for Steven Rakoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0375904/27/2017Claimant(s): Steven Rakoff
Claimant Lawyers(s): Adam Gana
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux
Hearing Site: New York, NY
Checkmark IconExpungement

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