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FINRA Awards for Martin Unger

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0306409/14/2018Claimant(s): Vincent Farricielli
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Caeron McClintock, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners, EJ Sterling LLC
Respondent Lawyers(s): Caeron Arlington McClintock, Martin Unger
Arbitrator(s): Robert E. Anderson, Sheri J. Caplan, Robert M. Singer
Hearing Site: Hartford, CT
Checkmark Icon$30,000
17-0146306/12/2018Claimant(s): Sue Cheung
Claimant Lawyers(s): Martin Unger
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY

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