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FINRA Awards for Steven J. Shore

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0292711/25/2016Claimant(s): C. L. King & Associates.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): William Nicklin
Respondent Lawyers(s): Steven J. Shore
Arbitrator(s): Romaine L. Gardner, Joseph B. Russell, Carole L. Green
Hearing Site: New York, NY
Checkmark Icon$0
05-0008709/17/2007Claimant(s): L.H. Ross & Company.
Claimant Lawyers(s): Steven J. Shore
Respondent(s): Davis Lawrence, Donnell Allen, Gregory Fils-Aime, James Carr, James Pecoraro, Jay Capodiferro, Jeffrey Bello, Kendell James, Michael Joaquin, Nigel James, Safdar Mursalin, Samuel Roslow
Respondent Lawyers(s): Brett D. Zinner, Davis S. Lawrence, Donnell Allen, Gregory Fils-Aime, James J. Carr, James R. Pecoraro, Jeffrey R. Bello, Kendell James, Michael E. Joaquin, Nigel James, Safdar Mursalin, Samuel A. Roslow
Arbitrator(s): Daniel B. Berkson, Michael J. McAllister, Anthony George Gero
Hearing Site: New York, NY

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