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FINRA Awards for William Nicklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0292711/25/2016Claimant(s): C. L. King & Associates.
Claimant Lawyers(s): Richard A. Roth
Respondent(s): William Nicklin
Respondent Lawyers(s): Steven J. Shore
Arbitrator(s): Romaine L. Gardner, Joseph B. Russell, Carole L. Green
Hearing Site: New York, NY
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