Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich Claimant Lawyers(s): Thomas H. Chiacchio Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell Hearing Site: Jersey City, NJ | ||
| 13-03337 | 02/25/2015 | Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA Claimant Lawyers(s): Susan E. Fisher Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL |  | $600 |
| 13-02973 | 07/03/2014 | Claimant(s): Dawn Lissy Claimant Lawyers(s): Dawn Lissy Respondent(s): Don DeYoung, UBS Financial Services Inc., Robert Hart, Scott Pann Respondent Lawyers(s): Jesse Linebaugh, Melissa M. Smith Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | | $0 |