| 13-03374 | 02/13/2015 | Claimant(s): Richard Felter, Rosemary Felter Trust
Claimant Lawyers(s): Gail Boliver
Respondent(s): Joseph Russo, National Planning Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): John J. Miller, Alan B. Fender, Thomas J. Duff
Hearing Site: Des Moines, IA
|  | $1,220,600 |
| 13-02973 | 07/03/2014 | Claimant(s): Dawn Lissy
Claimant Lawyers(s): Dawn Lissy
Respondent(s): Don DeYoung, UBS Financial Services Inc., Robert Hart, Scott Pann
Respondent Lawyers(s): Jesse Linebaugh, Melissa M. Smith
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | $0 |
| 12-03645 | 05/01/2014 | Claimant(s): Gary Robertson, Griffin Capital(Independence) Investor
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): Jeffrey R. Roth, C. Richard Mancini, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $135,000 |
| 09-05396 | 04/13/2011 | Claimant(s): NNN Aventura Harbor 14 LLC, The Revocable Living Trust of Edward and
Claimant Lawyers(s): David Liebrader
Respondent(s): Jeffrey Gurman, Woodbury Financial Services.
Respondent Lawyers(s): Jesse Linebaugh, Ryan D. Harvey
Arbitrator(s): Dean Schneider, Michael G. Clark, Melvin S. Feldman
Hearing Site: Los Angeles, CA
| | $605,750 |
| 07-02704 | 09/03/2008 | Claimant(s): Christy Routh, Stephen Routh, Tetons Inc. Def. Benefit Pension Plan
Claimant Lawyers(s): John J. Miller
Respondent(s): Frank Barber, ING Financial Partners., Locust Street Securities.
Respondent Lawyers(s): Jesse Linebaugh, Ross A. Anderson
Arbitrator(s): Michael D. Fitzgerald, Michael Braude
Hearing Site: Kansas City, MO
| | $168,300 |
