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FINRA Awards for C. Richard Mancini

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0364505/01/2014Claimant(s): Gary Robertson, Griffin Capital(Independence) Investor
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): Jeffrey R. Roth, C. Richard Mancini, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$135,000
07-0144605/21/2008Claimant(s): Susan Greco, IRA
Claimant Lawyers(s): C. Richard Mancini
Respondent(s): Kovack Securities.
Respondent Lawyers(s): Scott A. Bassman
Arbitrator(s): John P. Cullem, Langfred W. White, Arthur J. Zelenak
Hearing Site: Tampa, FL
Checkmark Icon$91,815

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